-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NgrLoNOIDixPQQpQzae/1jRQBk+Uyx5/hwio4B2ulyek63lbxkt/BPFkVqEzojjm vpc+qm6SoLGmdes0CXGLrQ== 0000743127-02-000017.txt : 20020414 0000743127-02-000017.hdr.sgml : 20020414 ACCESSION NUMBER: 0000743127-02-000017 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020227 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: FLUSHING FINANCIAL CORP CENTRAL INDEX KEY: 0000923139 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 113209278 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-45563 FILM NUMBER: 02559974 BUSINESS ADDRESS: STREET 1: 144-51 NORTHERN BLVD CITY: FLUSHING STATE: NY ZIP: 11354 BUSINESS PHONE: 7189615400 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: PINNACLE ASSOCIATES LTD CENTRAL INDEX KEY: 0000743127 IRS NUMBER: 133220717 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 666 5TH AVE STREET 2: 14TH FL CITY: NEW YORK STATE: NY ZIP: 10103 BUSINESS PHONE: 2126523200 MAIL ADDRESS: STREET 1: 666 5TH AVE STREET 2: 14TH FL CITY: NEW YORK STATE: NY ZIP: 10103 SC 13G 1 decrpt.txt PINNACLE ASSOCIATES, LTD. 13G FLUSHING 12-31-01 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Flushing Financial Corporation (Name of Issuer) Common Stock (Title of Class of Securities) 343873105 (CUSIP Number) December 31, 2001 (Date of Event Which Requires Filing of this Statement) CUSIP No. 343873105 Item 1: REPORTING PERSONS Pinnacle Associates, Ltd. (Tax ID: 13-3220717) Item 4: CITIZENSHIP New York Corporation Item 5: SOLE VOTING POWER 685,000 **see Note 1** Item 6: SHARED VOTING POWER None Item 7: SOLE DISPOSITIVE POWER 685,000 **see Note 1** Item 8: SHARED DISPOSITIVE POWER None Item 9: AGGREGATE AMOUNT BENEFICIALLY OWNED 685,000 ** see Note 1 ** Item 11: PERCENT OF CLASS REPRESENTED BY ITEM 9 5.03 Item 12: TYPE OF REPORTING PERSON IA - ----------------------------------------------------------- ITEM 1(A). NAME OF ISSUER FLUSHING FINANCIAL CORPORATION ITEM 1(B). ADDRESS OF ISSUER 144-51 NORTHERN BOULEVARD FLUSHING, NY 11354 ITEM 2(A). NAME OF PERSON FILING PINNACLE ASSOCIATES, LTD. ITEM 2(B). ADDRESS OF PRINCIPAL BUSINESS OFFICE 666 FIFTH AVENUE, 14TH FLOOR, NEW YORK, NY 10103 ITEM 2(C). CITIZENSHIP New York Corporation ITEM 2(D). TITLE OF CLASS OF SECURITIES Common Stock ITEM 2(E). CUSIP NUMBER 343873105 ITEM 3. This statement is filed pursuant to Rule 13d-1 (b), or 13d-2 (b) and the person filing is an investment advisor registered under section 203 of the Investment Advisers Act of 1940. ITEM 4. OWNERSHIP ITEM 4(a). AMOUNT BENEFICIALLY OWNED 685,000 ** see Note 1 ** ITEM 4(b). PERCENT OF CLASS 5.03 ITEM 4(c). NUMBER OF SHARE AS TO WHICH SUCH PERSON HAS: (i). SOLE POWER TO VOTE OR DIRECT THE VOTE 685,000 ** see Note 1 ** (ii). SHARED POWER TO VOTE OR TO DIRECT THE VOTE None (iii). SOLE POWER TO DISPOSE OR TO DIRECT DISPOSITION OF 685,000 ** see Note 1 ** (iv). SHARE POWER TO DISPOSE OR TO DIRECT DISPOSISTION OF None **Note 1** Pinnacle Associates, Ltd. ("Pinnacle"), an investment adviser registered under Section 203 of the Investment Advisers Act of 1940, furnishes investment advice on a discretionary basis to its clients. In its role as investment adviser, Pinnacle possesses voting and/or investment power over the securities of the Issuer described in this schedule. ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS If this statement is being filed to report the fact that as of 12/31/2000 the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: [ ] ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON All securities reported in this schedule are owned by advisory clients of Pinnacle Associates, Ltd., no one of which to the knowledge of Pinnacle Associates, Ltd. owns more than 5% of the class. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY: Not Applicable ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP Not Applicable ITEM 9. NOTICE OF DISSOLUTION OF GROUP Not Applicable ITEM 10. CERTIFICATION By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete are correct. Signature Gail Mannix Compliance Officer December 31, 2001 -----END PRIVACY-ENHANCED MESSAGE-----